Who Really Is The Financial Advisor?
Most advisors are really just salespersons. Sometimes it’s hard to tell, given all the titles used by brokers: financial adviser, financial consultant and financial planner, to name just a few.
Many of these sound quite similar to “investment adviser” but there’s a big difference. Investment advisers, unlike brokers, have a fiduciary duty to their clients. That means they have a legal obligation to place the client’s interests ahead of their own, and to clearly identify all sources of compensation, the amount of compensation and any potential conflicts of interest.”
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